The Straub Group is a financial services recruiting firm that supports financial advisory firms staffing and financial advisor recruiting needs. If your business is growing and you have an immediate need for either an Associate Financial Advisor, or experienced Registered Sales Assistant, we can help. The Straub Group has developed a unique and successful strategy for financial services recruitment that screens all candidates to find the right individual for your business.
Associate Financial Advisors
The team at The Straub Group has a deep network of professionals and contacts in the Financial and Wealth Management industry. The relationships we’ve built over the years put us in contact with high-quality professionals who are seeking to develop their careers. We have a network of Associate Advisors excited to join a team to develop their experience, while contributing to the growth of the financial advisory practice.
With 45 years of combined industry experience in helping Financial Advisors build out their practices, The Straub Group has developed a strategic process to locate and screen qualified candidates for Associate Financial Advisor positions.
Contact The Straub Group today to discuss our unique process for financial advisor recruiting and finding the right Associate Financial Advisor for your office.
Chief Compliance Officers
As your business grows, your compliance needs and requirements do as well. With the adoption of Rule 206(4)-7 of the Investment Advisers Act of 1940 (also known as the “CCO Rule”), RIAs are required to develop and implement a compliance program that is effective in mitigating any potential violations of securities laws.
Your Chief Compliance Officer needs to be well-versed in regulatory reform, data privacy and security, and social media, which are just three areas that have changed the landscape for compliance officers. The Straub Group’s Chief Compliance Officer recruiting can put you in touch with a Chief Compliance Officer who will protect your business from monetary fines, reputational loss with regulators and unmeasurable collateral damage with customers. The risk of non-compliance cannot be taken lightly, and we can place the right CCO to meet your business’ compliance needs.
Registered Sales Assistants
Unlike general staffing firms, The Straub Group specializes in the financial services industry. We work exclusively with successful financial advisors to support the needs of a growing practice.
Nothing is more disruptive to your practice than being without a key support person. Because of our focus on the financial services industry, we help find experienced customer service specialists with greater speed and accuracy than other traditional staffing firms.
The Straub Group knows a successful firm cannot function and grow without qualified assistants. We understand the specific needs and experience that are unique to this key position.
Let us help you in finding your next experienced Registered Sales Assistant.